Administration of the Child Care Assistance Program

 

 

 

Faribault & Martin County Child Care Fund Plan

 

                                                                          

2008-2009

                                                                          

HSB

Transition to Economic Stability Division

PO Box 64951
St. Paul, MN 55164-0951

 

 


Administration of the Child Care Assistance Program

 

The Minnesota Department of Human Services (DHS) is designated under Minnesota Statutes, chapter 119B as the lead state agency for supervision of county administration of the Child Care Assistance Program (CCAP). Minnesota Statutes, section 119B.08, subd.3 requires counties to submit a biennial Child Care Fund Plan to the commissioner. The Department of Human Services will complete review and approval of County Child Care Fund Plans. Counties will receive approval letters for their Child Care Fund Plans from the commissioner of DHS.

 

The Child Care Assistance Program rules and laws allow counties limited discretion to establish some local policies and procedures. These local policies and procedures, when included in this plan and approved by the commissioner, are considered county policy and are used to support county agency decisions during appeals. The Department of Human Services encourages counties to develop county optional policies for the child care assistance program in coordination with local child care stakeholders. This may include regional child care resource and referral agencies, parent participants, employers, family and center based child care providers, community Head Start programs, schools, public health, community collaborative, employment counselors, and county social services, income maintenance, child support, fraud prevention and other interested governmental and private sector parties.

 

All optional county child care assistance program policies must be identified in this plan.  Submit only forms that have not been previously submitted and approved.

 

Changes or additions to any policies or written material submitted  and approved with this plan require prior approval of the commissioner of the Department of Human Services through the Child Care Assistance Program administration plan amendment process.

MN Rules 3400.0150, subpart 3.

                        www.revisor.leg.state.mn.us/arule/3400/0150

 

A county may amend its Child Care Fund Plan at any time but the amendment must be approved by the commissioner before it becomes effective. If approved by the commissioner, the amendment is effective on the date requested by the county unless a different effective date is set by the commissioner. Plan amendments must be approved or denied by the commissioner within 60 days after receipt of the amendment request.     

Amendments include changes in county optional policies, new or revised forms and notices.  This can be sent in letter form to the address below in care of your county’s CCAP technical assistance liaison.

 

The effective date of the 2008 - 2009 Child Care Fund Plan is January 1, 2008

Return completed plans by September 15, 2007 to:

Minnesota Department of Human Services

TES/Child Care Fund Plan

PO Box 64951

St. Paul, MN 55164-0951

 

 


I.      Child care assistance program administration contacts

These individuals will receive all communications relating to CCAP for the duration of this plan. Identify the name, position/title, department, address, phone number, fax number and Internet e-mail address for the following contacts. If more than one person is identified for each agency contact, attach additional pages. 

 

A.  Agency contact people

1.       County CCAP Administrative Contact

NAME: Chris Ziegler

POSITION/TITLE: Fiscal Supervisor I

DEPARTMENT:  Human Services of Faribault & Martin Counties

TELEPHONE NUMBER:  (507) 238-4757

ADDRESS: 115 West First Street

CITY:  Fairmont

STATE:  MN

ZIP CODE:   56031

FAX:  (507) 238-1574

INTERNET E-MAIL:  chris.ziegler@fmchs.com

 

2.      County Client Access Contact

If separate contact people have been designated for CCAP subprograms, complete all identified information for each subprogram and identify the subprogram each person is responsible for.

NAME:  Marci Barfknecht

              Kathy Von Bank

POSITION/TITLE:  Case Aide

                               Financial Worker

SUBPROGRAMS:   BSF

                                MFIP & TY

DEPARTMENT:   Human Services of Faribault & Martin Counties

TELEPHONE NUMBER:  (507) 238-4757

ADDRESS:  115 West First Street

CITY:  Fairmont

STATE:  MN

ZIP CODE:  56031

FAX:   (507) 238-1574

INTERNET E-MAIL:  marci.barfknecht@fmchs.com

                                  kathy.vonbank@fmchs.com

 

 

3.    Management of Waiting List Contact

Please identify the waiting list contact person in your county.  The waiting list contact person identified should be responsible for maintaining the county waiting list, including being able to respond to the state’s questions about particular families reported on the waiting list.  If more than one person is responsible for maintaining the county waiting list, please identify one person that can be contacted by state staff for the agency. 

NAME:                      Marci Barfknecht

POSITION/TITLE:          Case Aide

DEPARTMENT:    BSF Child Care Assistance Program

TELEPHONE NUMBER:   (507) 238-4757

ADDRESS:            115 1st St SW

City:                     Fairmont

State:      MN

Zip Code:           56031

FAX:                         (507) 238-1574

Internet E-Mail:   marci.barfknecht@fmchs.com

 

4.      Intake Phone Number

Please identify a public phone number that can be issued for CCAP client intake. This contact number will be posted on the DHS web site.

NAME:   Social Services Intake Worker

Telephone Number:  (507) 238-4757

 

B.   Subcontracted services

If your county subcontracts any components of the child care assistance program, indicate the program components that are subcontracted to other agencies and attach a copy of the current contract or agreement.  Minnesota Rules 3400.0140, subp.7.

1.       Subcontracted Program Components

             Please identify the CCAP components which have been subcontracted.

 

None

 

 

 

2.   County worker responsible for administration of the subcontract/agreement between the county agency and the subcontracted agency.

NAME:  None

POSITION/TITLE:

DEPARTMENT:

TELEPHONE NUMBER:

ADDRESS:

City:

State:

Zip Code:

Fax:

Internet E-Mail:

3.    Administrative Contact in Subcontracted Agency

NAME:  none

POSITION/TITLE:

DEPARTMENT:

TELEPHONE NUMBER:

ADDRESS:

City:

State:

Zip Code:

Fax:

Internet E-Mail:

4.   Client Access Contact in Subcontracted Agency

NAME:  none

POSITION/TITLE:

DEPARTMENT:

TELEPHONE NUMBER:

ADDRESS:

City:

State:

Zip Code:

FAX:

Internet E-Mail:

5.   Intake Phone Number in Subcontracted Agency

Please identify a public phone number that can be issued for CCAP intake at the subcontracted agency. This contact number will be posted on the DHS web site.

NAME:  NONE

Telephone Number:

 


 

II.              Eligibility

A.     Priorities for Service

Has your county established priorities for Basic Sliding Fee child care assistance beyond those required in Minnesota Statutes, section 119B.03, subdivision 4? www.revisor.leg.state.mn.us/stats/119B/03.html

                                                                                                                                     Yes   No

 

If yes, please identify the additional priorities and county rationale for determining those additional priorities. Please attach additional pages if more spaces is needed.  

                                                                                                            Minnesota Rules 3400.0140, subp.10

                                                                                      www.revisor.leg.state.mn.us/arule/3400/0140.html

 

 

 

B.  Education Plans under the Basic Sliding Fee Program (BSF)

1a. Describe your county process for approving an acceptable course of study that will reasonably lead to

full-time employment for a student applicant under the Basic Sliding Fee program. Please attach    additional pages if more space is needed.      

                                                                                                           Minnesota Rules 3400.0040, subp. 12

                                                                                      www.revisor.leg.state.mn.us/arule/3400/0040.html

 

The student applicant is required to obtain a letter from his/her school advisor indicating that the course of study will reasonably lead to full-time employment opportunities in the region and self-sufficiency with at least an 80% placement rate in the specified field. Educational plans must also meet the criteria set forth in the DHS Child Care Assistance Policy Manual 9.12 regarding authorized hours.

 

1b. Identify the criteria for approval and the county’s rationale for the criteria.

  The unit Supervisor will approve the educational plan upon confirmation of the criteria in 1a. being met. The student must make satisfactory progress to continue the program, with the plan monitored not less than twice per year.

 

2a. Is your county policy for approving and extending child care assistance for participants whose education

program change the same as the initial approval process stated in B1a?                                  Yes   No

 

 

                                                                                                             Minnesota Rules 3400.0040, subp.15.

                                                                                      www.revisor.leg.state.mn.us/arule/3400/0040.html

If no, describe your county process for approval of a CHANGE in a course of study for a student in the Basic Sliding Fee child care program.  Please attach additional pages if more space is needed.

 

 

 

2b. Identify the criteria for approval of a change in a course of study for a student in the BSF child care program and county rationale for the criteria.

Same as B 1a.

 

       C. Temporarily Ineligible Families on the Basic Sliding Fee Waiting List

MN Rules 3400.0060 subp. 6 requires that when a family advances to the top of the county’s waiting list and is temporarily ineligible for child care assistance, the county shall leave the family at the top of the waiting list according to priority group and serve the applicant who is next on the waiting list unless an alternative procedure is provided in the county’s plan.  Does your county use the alternative provision found in MN Rules 3400.0040  subp. 17 to open the case in reserve status for up to 90 days and encumber future funds for the family? 

 Yes   No

Minnesota Rules 3400.0040, subpart 17

          www.revisor.leg.state.mn.us/arule/3400/0040.html

Minnesota Rules 3400.0060, subpart 6

          www.revisor.leg.state.mn.us/arule/3400/0060.html

 

If yes, please identify the criteria used to make the decision whether to open the case and reserve the position if a family reaches the top of the waiting list but is temporarily ineligible. Please attach additional pages if more space is needed.

 

 

       D. Child Care for Job Search Activities

Has your county established policies for the authorization of child care assistance during job search beyond those required in Minnesota Statutes, section 119B.10, subdivision 1(a) and Minnesota Rules, part 3400.0040, subpart 15a.?                                                                                        Yes   No

                                                                                                Minnesota Rules 3400.0040, subpart 15a

             www.revisor.leg.state.mn.us/arule/3400/0040.html 

If yes, please identify the criteria used for authorizing child care for job search.  Please attach additional pages if more spaces is needed.

 

 

E.     Expedited Application Process for Adolescent Parents

Describe your county process to expedite and streamline the child care assistance application process for minor parents participating in school-based adolescent parenting child care programs and DWP participants that need child care.  Please attach additional pages if more space is needed.

Faribault and Martin Counties do not have any school-based adolescent parenting childcare programs.  Childcare assistance applications are completed at the time of the DWP interview if the family may be in need of childcare assistance.  DWP plans are provided to the Childcare Assistance Case Worker from the employment counselor upon completion. For applicants attending a school outside of Faribault & Martin counties, the application would be forwarded immediately to the Unit Supervisor for review (at least once per week), and assigned immediately or placed on the waiting list according to priority.

 

F.  Expedited Application Process for DWP Parents

Minnesota Statutes 256J.95 states “if child care is needed, the worker must obtain a completed application for child care assistance from the applicant before the interview is terminated.  The same day the application for child care assistance is received, the application must be forwarded to the appropriate child care worker.”

 

Does your county assist the parent in filling out an application for child care assistance as part of the interview process?                                                                                                             Yes   No    

 

III.         Health and safety

       A. Unsafe Care Criteria

Minnesota Statutes, section 119B.125, subdivision 2, contains the criteria that prevent a person from being authorized as a legal nonlicensed family child care provider. This criteria includes a list of offenses that automatically bar a person from being authorized as a legal nonlicensed family child care provider.  Minnesota Statutes, section 119B.125, subdivision 4, however, also allows counties to deny authorization to a provider, or to rescind an authorization, when the county knows that the provider or the care arrangement is unsafe.

 

List the additional conditions beyond those contained in Minnesota Statues, section 119B.125, subdivision 2, under which a legal nonlicensed provider or legal nonlicense care arrangement will be determined to be unsafe. Your conditions cannot conflict with the criteria in Minnesota Statutes, section 119B.125, subdivision 2, by providing that a conviction for a crime or offense not listed in that subdivision is an automatic bar to authorization as a legal, nonlicensed family child care provider.  Instead, a conviction for a crime or offense not listed in Minnesota Statutes, section 119B.125, subdivision 2, may constitute unsafe care, and therefore bar authorization, only when the conviction reflects on the provider's ability to provide care. Please attach additional pages if more spaces is needed.

                                                                                    Minnesota Statutes, section 119B.125, subdivision 2

                                                                                       www.revisor.leg.state.mn.us/stats/119B/125.html

In addition, unsafe care would be determined if there was one of the following: (1) finding of neglect under the child protection statutes {MN Statutes 626.556, Subd. 2(c) 1,2,3,8 or 9}. (2) If the agency has a child protection report that there was no finding of maltreatment but it was determined that services were needed and the resulting child protection service plan has services that are indicative of an environment that would be unsafe for a child.  These plans would be reviewed by social services case worker and Social Services Supervisor to determine if an unsafe environment still existed.  This would apply only to current open cases.  Or (3) a child protection assessment has been completed and there was no finding of  maltreatment and a service plan is determined to be needed but is not implemented due to the children not being in the home.  The Social Services Supervisor must review the case with the social services case worker and make the determination that, based on the maltreatment issues and the areas identified as needing to be addressed in a child protection service plan, that the environment would present a safety issue to children.  The look-back period on these cases would be ten years, the length of time that a case would be on record according to MN Statute 626.556, sub. 11c(b).

 

 

 

 

 

 

 

 

 

1.  Does your county apply the above unsafe care criteria to licensed providers also?             Yes   No

If yes, does your county communicate the concerns with your county licensing division (for licensed family providers) or DHS licensing (for centers)?                                                                               Yes   No

 

2.  Has your county also consulted with your county attorney about applying the unsafe care criteria to licensed providers?                                                                                                                            Yes   No

 

     B.  Records of Substantiated Parental Complaints

  Describe your county’s process for maintaining a record of substantiated parental complaints concerning the

    health and safety of children in the care of legal nonlicensed providers and how this information is made

available to the public upon request.

 Minnesota Rules 3400.0140, subp.5

     45 C.F.R. § 98.32

        Minnesota Statutes, chapter 13

            www.revisor.leg.state.mn.us/arule/3400/0140.html

 

Complaints are referred to social services and logged.  The licensing worker is consulted.  The childcare case worker maintains records of legal, nonlicensed providers, including those who are denied due to investigations and/or convictions.  Information requests are referred to the childcare case worker's immediate supervisor and/or the social services supervisor.  The supervisor would release information to the public as authorized under MN Statutes, Chapter 13.

 

IV.          Special needs rates

If charged by the provider, counties shall reimburse all providers for the care of children with disabilities or special needs at a rate that exceeds the county maximum rate subject to the approval of the commissioner

           

Rates will be determined based on the special needs of children and provider’s ability to provide specialized services.  When four or more providers offer the same specialized care for the same special need in a like environment, the county will identify and pay the 75th percentile rate, the rate negotiated with the provider by the county, or the provider rate, whichever is less.

 

Rates paid for the care of children with special needs are allowed to exceed county maximum rates in the following special need circumstances.  Please provide information on special needs rate currently paid in the following sections.  Please attach a separate sheet of paper if more space is needed for each special need circumstances.

 

Minnesota Statutes 119B.13, subd.3

      www.revisor.leg.state.mn.us/stats/119B/13.html 

Minnesota Rules 3400.0130, subp.3